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A Beginner’s Guide to Cyber Essentials Certification

A Beginner’s Guide to Cyber Essentials Certification
Photo by Cytonn Photography / Unsplash

Introduction

In an rapidly evolving digital world, cybersecurity is essential for protecting business data and systems. For UK businesses, Cyber Essentials Certification offers a structured, government-backed approach to prevent common cyber threats. This guide outlines what Cyber Essentials is, its benefits, and how to achieve certification.

New to cybersecurity terms? Check out our Glossary for definitions of key concepts.

❔What is Cyber Essentials Certification?

Cyber Essentials is a UK government backed framework supported by the National Cyber Security Centre (NCSC) that helps organizations mitigate up to 80% of common cyber threats through simple but effective cybersecurity practices. It offers two levels:

  1. Cyber Essentials: A basic, self-assessment level covering essential controls.
  2. Cyber Essentials Plus: An advanced level that includes third-party verification, ideal for businesses needing higher security assurance.

Who Should Get Certified?

The certification is beneficial for any organization, particularly SME's and those working in supply chains or government sectors.

❔Why is Cyber Essentials Certification Important?

  1. Risk Reduction: Cyber Essentials protects against threats like phishing and ransomware, reducing the chance of costly data breaches.
  2. Increased Trust: Certification signals to clients and partners that a business adheres to a trusted cybersecurity standard, enhancing credibility.3.
  3. Compliance: Many UK government contracts require Cyber Essentials, making it a valuable credential for vendors.
  4. Financial Benefits: Certified businesses may receive lower insurance premiums and avoid costs related to data breaches and downtime.

❔What Does Cyber Essentials Cover?

Cyber Essentials is based on five core requirements:

  1. Firewalls: Protect networks by filtering traffic and blocking unauthorized access.
  2. Secure Configuration: Set up systems securely by disabling unnecessary features and changing default passwords.
  3. User Access Control: Restrict access based on roles to prevent unauthorized data access.
  4. Malware Protection: Deploy anti-virus software and application whitelisting.
  5. Patch Management: Regularly update systems to close security vulnerabilities.
These requirements form a practical, achievable framework for improving security.

Cyber Essentials Certification Levels Explained

Cyber Essentials offers two levels tailored to different security needs:

  • Cyber Essentials: A self-assessment certification suitable for small businesses that provides basic cybersecurity assurance.
  • Cyber Essentials Plus: Includes an independent assessment, making it ideal for organizations needing higher security validation, such as those in sensitive industries.

Both certifications require annual renewal to maintain compliance.

FeatureCyber EssentialsCyber Essentials Plus
Assessment TypeSelf-assessmentIndependent, third-party assessment
Cost£300 - £500£1,500 - £2,000+
Certification Validity1 year1 year, with re-testing

Certification Process

1. Preparation: Review your current cybersecurity practices, focusing on the five controls. Document settings, access permissions, and updates.

2. Self-Assessment (for Cyber Essentials): Complete an online questionnaire to assess and document compliance with Cyber Essentials standards.

3. External Assessment (for Cyber Essentials Plus): A third-party auditor will conduct vulnerability scans and device tests to verify compliance.

Cost: Fees vary depending on the level of certification and provider, generally ranging from £300 to £2,000.

Benefits for Small Businesses

Affordable Security: Cyber Essentials offers a cost-effective way to implement foundational cybersecurity, especially valuable for SMEs.

Enhanced Client Trust: Certification can help SMEs stand out by demonstrating a commitment to cybersecurity.

Financial Savings: Beyond reduced insurance premiums, certification reduces the risk of costly breaches and downtime.

Competitive Advantage: Cyber Essentials can be a selling point, especially for businesses dealing with sensitive data or offering digital services.


Steps to Prepare for Certification

1. Conduct a Pre-Assessment: Identify gaps in your cybersecurity practices, particularly around firewall settings, user permissions, and update policies.

2. Organize Documentation: Compile records of system configurations, firewall settings, and update logs.

3. Assign Responsibility: Designate roles within your organization to manage cybersecurity compliance.

4. Employee Training: Educate staff on best practices like password hygiene and phishing awareness.

5. Prepare for Renewal: As certification must be renewed annually, keep documentation up to date and perform internal checks regularly.


Certification Timeline

Most organizations complete Cyber Essentials within 1-2 weeks and Cyber Essentials Plus in 2-4 weeks, depending on readiness and resources.

Factors Affecting Time:

  • Organization Size: Larger organizations may require more time.
  • Existing practices: Those with existing security practices move faster.
  • Certification Body: Review times vary by provider.
  • Maintaining Cyber Essentials Certification

To retain certification, follow these best practices

  • Regular Security Reviews: Conduct audits on firewall settings, user permissions, and software inventories.
  • Stay Updated on Cyber Threats: Monitor NCSC updates and cybersecurity news.
  • Employee Training: Reinforce training on phishing and password safety.
  • Annual Renewal: Keep certification valid by preparing for re-assessment.

Resources for Certification

  • Cyber Essentials Official Website: The NCSC provides guidelines, FAQs, and resources on certification.
  • Accredited Certification Providers: IASME and other CREST-accredited providers offer third-party assessment services.
  • Free Tools: Resources like Microsoft Security Compliance Toolkit and Qualys.

💡Conclusion

Cyber Essentials Certification is a practical, affordable way for UK businesses, especially SMEs, to enhance their cybersecurity. By following the five requirements and achieving certification, companies can protect against threats, build client trust, and unlock new business opportunities. Regular maintenance and renewal ensure ongoing security in an evolving threat landscape.


Frequently Asked Questions (FAQs) About Cyber Essentials Certification

To help organizations better understand Cyber Essentials Certification, here are answers to some frequently asked questions that cover everything from the differences between certification levels to ongoing responsibilities post-certification.

Do I Need Cyber Essentials or Cyber Essentials Plus?

The choice between Cyber Essentials and Cyber Essentials Plus depends on your organisation’s security requirements and client expectations.

Cyber Essentials is ideal for organizations that need a basic level of cybersecurity assurance through self-assessment. This level is cost-effective and suits small businesses or those at the beginning of their cybersecurity journey.

Cyber Essentials Plus, on the other hand, is suitable for organizations that need an enhanced level of verification, often due to industry standards, client demands, or regulatory requirements. It includes a third-party technical assessment, providing additional credibility and assurance.

How Often Does the Certification Need Renewal?

Both Cyber Essentials and Cyber Essentials Plus certifications are valid for one year. To maintain certification and ensure ongoing protection, organizations must complete the assessment and achieve certification annually. This renewal process encourages businesses to keep their cybersecurity practices up to date with any evolving threats.

What Happens if I Fail the Assessment?

If an organization fails the Cyber Essentials self-assessment or Cyber Essentials Plus technical assessment, it does not immediately lose the opportunity to become certified. Here’s what typically happens:

  • Feedback from the Assessor: The certification body will provide feedback on the areas where the organization did not meet the requirements.
  • Opportunity for Remediation: The organization is given a period to address any identified issues, such as updating software, securing configurations, or adjusting access controls.
  • Re-Assessment: After making the necessary changes, the organization can request a re-assessment to attempt certification again.

Failing initially can be a learning experience, as it highlights areas where security practices need strengthening.

How Much Does Cyber Essentials Certification Cost?

The cost of Cyber Essentials Certification varies based on the certification level and provider. Cyber Essentials typically costs between £300 and £500, depending on the certification body. Cyber Essentials Plus is more costly, ranging from £1,500 to £2,000+, due to the additional independent assessment. It’s recommended to contact multiple certification providers to compare prices and services.

Can I Complete the Certification Process Without an IT Team?

Yes, many small businesses achieve Cyber Essentials Certification without a dedicated IT team. The basic level of Cyber Essentials is designed to be accessible and manageable, even for organizations without extensive technical expertise. For Cyber Essentials Plus, businesses may choose to hire an external IT consultant to help with the assessment and implementation of technical controls if internal resources are limited.

What Are the Ongoing Responsibilities After Certification?

Certification is an excellent first step, but maintaining cybersecurity requires consistent effort. Post-certification responsibilities include:

  • Regularly Updating Systems: Continue applying patches and updates to all software and systems to protect against new vulnerabilities.
  • Monitoring Network Security: Regularly review firewall settings, access permissions, and other security controls to ensure they remain effective.
  • Ongoing Employee Training: Keep staff informed about the latest phishing tactics, password best practices, and other cybersecurity essentials.
  • Annual Renewal: Remember to renew the Cyber Essentials certification each year to maintain compliance and continue demonstrating cybersecurity commitment.

Key Takeaways

  • Cyber Essentials and Cyber Essentials Plus cater to different organizational needs, with Plus providing enhanced validation.
  • Certification is valid for one year, with annual renewal required to maintain compliance.
  • Failed assessments offer feedback and a chance for remediation, allowing organizations to improve their practices.
  • Ongoing responsibilities include regular updates, monitoring, training, and annual re-certification.
Stay Aware, Stay Secure!
Protecting your business from cyber threats starts with awareness and proactive action. Have questions or want to strengthen your defences? Get in touch with us or sign up for our newsletter for the latest tips and updates on keeping your business secure.